Research Article |
Corresponding author: Juan García-de-Lomas ( juan.garcialomas@juntadeandalucia.es ) Academic editor: Uwe Starfinger
© 2019 Elías D. Dana, Juan García-de-Lomas, Filip Verloove, Montserrat Vilà.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Dana ED, García-de-Lomas J, Verloove F, Vilà M (2019) Common deficiencies of actions for managing invasive alien species: a decision-support checklist. NeoBiota 48: 97-112. https://doi.org/10.3897/neobiota.48.35118
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Despite the increasing number of invasive species, protocols devoted to assess the feasibility (i.e., probability of success or failure) of management actions in the field are scarce, yet success depends on a broad scope of issues beyond the biology of species and the ecosystem to be managed. In this paper we make a retrospective analysis of 90 actions and management proposals developed in Andalusia (southern Spain) in 2004 to 2018. Actions included 59 terrestrial and aquatic taxa. We identified items that in case of deficiency were responsible for either the rejection of action proposals (n = 44) or failure of implemented actions for which the goal was not achieved (n = 22). The most frequent deficiencies included the absence of funding during the necessary time to achieve the goals, the risk of reinvasion and an insufficient removal rate to achieve the specific objective. Based on the deficiencies found, we built a comprehensive, broad-scope compliance checklist to assist decision-makers to identify deficiencies before action. In addition, implemented actions for which the goal was achieved (n = 24) were used for validating the checklist. The checklist contains 40 items related to IAS features, administrative features, methodology effectiveness, efficiency and impacts of the action, and invaded ecosystem features. The checklist is valid across all taxa and habitats. The use of this checklist will help reduce the degree of arbitrariness and subjectivity of actions aimed at managing IAS, and a more efficient use of resources.
control, decision-making, eradication, failure, feasibility, invasion, management, success
The large number of invasive alien species (IAS) in natural areas contrasts with the scarce resources available for their management (
The importance of analysing the feasibility of management actions has been recognised in international policy frameworks such as the Biological Convention on Biological Diversity (COP 6 Decision VI/23 on Alien species that threaten ecosystems, habitats or species: guiding principles for the prevention, introduction and mitigation of impacts of alien species that threaten ecosystems, habitats or species) and the Regulation (EU) 1143/2014 of the European Parliament and of the Council of 22 October 2014. This recognition has led to the formulation of general recommendations to evaluate global feasibility of a given action. Most published criteria to affect the feasibility of actions focus on particular eradication experiences (
In this paper, we list general items related to the feasibility of actions based on a retrospective analysis of 90 real IAS management cases applied to 59 species that were proposed or implemented by the Regional Environmental administration in Andalusia (southern Spain) during 14 years (2004–2018). Specifically, (1) we gathered items responsible for action failure (in unsuccessful actions) and for rejection of action proposals; (2) we assessed the most frequent items related to action failure; and (3) we compared the number of items with deficiency among successful and unsuccessful actions and not-implemented proposals as a basis to validate the usefulness of these items to distinguish between feasible and unfeasible actions. As a result, (4) we built a comprehensive and easy-to-use general checklist (Table
Checklist for identifying deficiencies of actions for management of invasive alien species (IAS) in the field aimed to biodiversity conservation. The items must be answered in the framework of the action plan area. For assessments, the proposed methodology is defined by the elimination technique (biological, mechanical, chemical), the time or season of application, the number of applications, the final concentration (in case of a biocide), the frequency of monitoring and rounds of control, and methodological adaptations to minimise the impact and to promote ecosystem recovery.
Block 1: Basic prerequisites and definition of the main conservation goal and specific objective |
1. The target species is alien |
2. The alien species causes (or will cause) significant negative impacts (damage) on biodiversity |
3. The main conservation goal of the action plan is [select one option]: a) Ecological restoration: to return the ecosystem to a ‘reference’ state b) Ecological enhancement or rehabilitation: to increase the quality or quantity of some characteristic or functions of the action plan area c) Ecological reallocation, reassignment or replacement: to replace the ecosystem by a different one d) Protection: to preserve (maintain or recover) the abundance of certain native species or habitats e) Mitigation: to compensate the permitted loss of species or ecosystems f) Others not related with biodiversity conservation (e.g., to keep or recover uses or to protect human health); or the goal is unknown/uncertain |
4. The specific objective against the IAS is [select one option]: a) Prevention: to avoid or minimise the risk of introduction b) Eradication: all individuals and propagules must be permanently removed c) Containment: to minimise the risk of spread d) Population control: to maintain population size below a desired threshold e) Other management or conservation actions not involving the IAS but other elements of the ecosystem, or the goal is unknown |
5. The size of invasion impedes the application of any effective method nowadays |
6. The removal rate and the frequency of post-treatment reviews and rounds of control are coherent to the specific objective (item #4): (a) eradication: removal rate exceeds recruitment and dispersal rate and all individuals can be removed; (b) containment: removal rate stops colonization rate; (c) control: removal rate allows reducing the population size below the desired threshold |
7. The action plan is legal and meets all administrative requirements (permits of landowner, authorisations of responsible institutions, authorization to use chemical compound, etc.) |
8. The methodology proposed is selective against the target IAS and does not provoke irreversible or long-lasting impacts in the ecosystem, site characteristics, economic activities and values (e.g., religious, cultural, recreational, etc.) |
9. The methodology proposed can have an impact on human health |
10. The expected environmental impacts provoked by the methodology exceed those caused by the IAS |
11. There are other processes (e.g., habitat loss, pollution, resources overexploitation, etc.) not included in the action plan that are responsible for a greater negative impact than the target IAS |
12. Hazards for workers can be avoided or minimised with personal protective equipment. In case of a possible accident, potential risks for workers are acceptable |
Block 2: Ias and invasive population features |
13. The possible benefits and functions of the IAS (refuge, feeding, nesting sites, dispersal, uses, etc.) have been assessed |
14. In the case that more than one IAS is present in the action plan area, the target IAS is the main threat for biodiversity conservation |
15. Indicators related to the IAS will be measured and are coherent to the specific objective (item #4): (a) prevention and eradication: the absence of the IAS can be confirmed; (b) containment: the absence of the IAS can be confirmed in the preserved area; (c) control: a population threshold has been selected |
16. The IAS spatial distribution is known |
17. The IAS reproductive cycle is known |
18. The IAS regeneration rate (expressed as year recruitment, growth rate, biomass production, etc.) has been or will be gathered at the action plan area or in comparable areas |
19. IAS abundance and demography (e.g. estimate or census of the size of the population, cohorts/size classes, sex ratio, etc.) has been or will be gathered |
20. The ecological niche of the IAS (biotic, abiotic and movement requirements) is known at the action plan area or in comparable areas |
Block 3: Administrative features |
21. The institution (agency, ministry, section, or department) that will conduct the action plan has the necessary competences |
22. The budget includes all the tasks necessary to undertake the action (staff, machinery, materials, transports, fuel, external analyses, contracts, characterization of ecosystem, etc.) |
23. Availability of funds is guaranteed during the necessary time frame to achieve the specific IAS management objective |
24. Availability of specialized staff is guaranteed during the time frame needed to achieve the specific IAS management objective |
25. There is a lack of consensus of involved administrations/departments on the decision to execute the action plan or the methodology to be used |
26. All or part of the invading population is on private property and: (i) there is no will or permission from the owner to work on their property; (ii) there is no legislation that obliges the owner to facilitate access to undertake the removal of the target IAS |
Block 4: Methodology effectiveness, efficiency and impacts |
27. In the short or the medium term, the area will surely be re-invaded from connected areas/ vectors and the positive effects of the action plan will disappear. Consider the possibility of (i) accidental introductions by not managed pathways (e.g., ballast water), (ii) recolonisation from non-treated areas that could act as propagule sources; or (iii) deliberate introduction. Answer ‘unknown/uncertain’ in case the IAS distribution is unknown (item #16) |
28. The action plan area is entirely accessible for workers. No refuges or IAS individuals remain inaccessible |
29. Field and environmental conditions are adequate for the treatment to reach the entire target IAS population (e.g., proper diffusion of a biocide) |
30. The best time (season, moment of the day) to act has been chosen in order to maximize efficiency (total catch, yield, biomass per unit effort) |
31. Previously published reports or experimental evidence (including previous experience by planners and field workers) show that the methodology proposed is effective in similar cases |
32. Previously published or experimental evidence shows that the methodology proposed is not effective in similar cases |
33. The methodology is adapted to the expected population changes (e.g., size classes, sex ratio, abundance, changes in spatial distribution, etc.) and to the presence of resistance structures (e.g. seed bank, spores, cysts), hidden or hibernating individuals |
34. The plan includes field supervision to ensure that people involved in the action plan will strictly adhere to methodological instructions and will not change them without previous notice |
Block 5: Native ecosystem features and social perception |
35. The presence and abundance of native species with conservation value (e.g., endangered, protected, or locally rare species) is known and will not be negatively influenced by the action plan |
36. The presence of habitats of special conservation value has been or will be gathered |
37. Ecological processes of special importance in the action plan area has been or will be gathered |
38. Results of the action plan will be monitored using indicators. Indicators design and sampling frequency will be adapted to the conservation goal and the ecosystem treated |
39. Indicators will be compared between invaded, non-invaded, treated, and reference areas |
40. Social opposition is expected. Take special care if opposition may involve physical/verbal violence, complaints, or smear campaigns (e.g., against the staff or the leading institution) |
We analysed 90 field management actions and proposals of IAS received or implemented by the Regional Environmental Administration of Andalusia in 2004 to 2018 (Suppl. material
The actions encompassed a variety of taxonomic groups, life forms, and habitats (Fig.
a Taxonomic groups represented in 90 action plans evaluated in this study. The taxonomic classification is based on BOLD (Barcode of Life Data system), a cloud-based data storage and analysis platform developed at the Centre for Biodiversity Genomics in Canada (http://www.boldsystems.org) b major habitat types represented in these action plans, following the EUNIS classification. Numbers inside the pie chart indicate the number of actions for each.
Action proposals and implemented actions aimed at eradication, control or containment of IAS in the field were made by collectives (NGO, professional associations), managers, scientists, or public institutions. Part of the proposals were selected and implemented as the result of coordinated decisions made by regional decision-makers, local authorities, specialised technicians, and rangers and based on documented and expert knowledge.
We visited managed localities annually to check if initially defined goals were accomplished. Eradication was considered achieved when no new individual was detected for five years. Control was considered achieved when the IAS abundance (e.g. plant mean coverage or captures per unit effort) decreased at least 90% after the action and maintained at least at 75% of the initial abundance for a minimum of 3 years. Containment was reached when the treated area was not reinvaded after the action. Accordingly, each action was classified into the following categories: (i) implemented actions that did not achieve the goals or specific objectives initially defined (n = 22) (hereinafter ‘unsuccessful actions’), (ii) implemented actions that achieved the goals or specific objectives initially defined (n = 24) (hereinafter ‘successful actions’), or (iii) proposals for management actions that were not implemented (n = 45) (hereinafter, ‘not-implemented proposals’).
After the execution of the action, we gathered information on the causes responsible for not-implemented proposals and for unsuccessful actions based on discussions with the different participants responsible for the execution of the action. With all the information, we generated a raw list of items associated with rejection or failure of each action. Then, the raw list of items was refined (e.g., redundancies removed) and transformed into an easy-to-understand checklist of 40 items organised in five blocks, namely ‘basic prerequisites’ (items #1–12), ‘IAS and invasive population features’ (items #13–20), ‘administrative features’ (#21–26), ‘methodology effectiveness, efficiency and impacts’ (#27–34), and ‘native ecosystem features and social perception’ (items #35–40) (Table
First, we assessed the relative importance of each checklist item for determining the failure of unsuccessful actions or rejection of not-implemented proposals by calculating the frequency of deficiency of each item (number of times that item i showed a deficiency * 100 / total number of actions of category j), being j either not-implemented proposals (j = 44) or unsuccessful actions (j = 22). Second, to evaluate to what extent the checklist discerns between feasible (successful, j = 24 in the previous equation) and unfeasible (unsuccessful) actions, both the frequency of deficiency of each item and the amount of items with deficiency were compared between successful and unsuccessful actions. We compared the total number of items with deficiency, considering both the number of prerequisites (items #1–12) and the rest of items (items #13–40) separately and all together. Since the data did not follow a normal distribution, pairwise Mann-Whitney U tests (
Forty items were found to induce rejection or failure of actions (Table
Percentage of deficiencies for the different checklist items (see Suppl. material
The most common deficient prerequisite in not-implemented proposals was the absence of an effective methodology to be applied at the full scale, because the invaded area was very large (over 100 ha, data not shown) (item #5, 41% of cases analysed). Examples of such proposals are the control of the brown algae Rugulopteryx okamurae in the Strait of Gibraltar (area invaded >1000 ha), the eradication of the zebra mussel (Dreissena polymorpha) and European catfish (Silurus glanis) in a reservoir of 2,500 ha, the eradication of Caulerpa cylindracea in the sea bed of Almería (area invaded >100 ha, including depths > 30 m), and the control of the cord grass (Spartina densiflora) in Huelva salt marshes (area invaded of ca 1000 ha) (Suppl. material
In unsuccessful actions, the most items with deficiency belonged to the blocks ‘Methodology effectiveness, efficiency and impacts’ (median frequency of items with deficiency = 38.6%) and ‘Administrative features’ (median frequency = 29.5%) (Fig.
Not-implemented proposals showed a higher number of prerequisites with deficiency (p = 0.0010, DF = 65, 1, Mann-Whitney U test) than unsuccessful actions (Figs
Number of items with deficiency in each action type. The block of prerequisites (a) was analysed separately from the rest of checklist items (b). In c the number of deficiencies is shown for all checklist items.
In sum, up to 29 items (out of 40) showed deficiency in unsuccessful actions (76% of items, median frequency = 7.5%), whereas only two items (5.1%, median frequency = 0.0%) showed deficiency in successful actions (Fig.
The top 5 items that showed the highest frequency of occurrence in unsuccessful actions (Fig.
Mistakes or unexpected outcomes constitute the basis for individual, professional, and organisational learning (
The feasibility analysis of IAS management actions has received little attention compared to risk (
The consideration of up to 40 sources of deficiencies highlights the underlying complexity associated with the decision making for IAS management. The relatively high number of items may be the consequence of the number and heterogeneity of actions and proposals assessed but also of specific circumstances of management at the regional scale (e.g., administrative features).
The application of methodologies that are not consistent with the IAS management objective is a prerequisite that was commonly overlooked in unsuccessful actions (up to 54.5% of cases analysed), probably because the initial objective was too ambitious (e.g., eradication of invasive crayfish in rivers;
The absence of funding during the time frame to accomplish the management goals showed the highest occurrence in unsuccessful actions. This is a consequence of the current approach of conservation in the area of study, where IAS conservation actions are financed by biennial programmes whose long term durability is not guaranteed. Funding is a critical factor (
Technical viability, social acceptance, legality, assumable impact, the possibility of restoration or the availability of specialised personnel have been considered as key factors related to feasibility of actions in several reports (
The significant differences found in the number, frequency, and identity of deficient items between successful and unsuccessful actions suggest that the present checklist discerns reasonably well between feasible and unfeasible actions. The use of a checklist prior to implementation of management proposals is of high interest to decrease the number of unsuccessful actions worldwide. The presence of basic prerequisites in some unsuccessful actions supports a systematic assessment of feasibility before action. The basic prerequisites (i.e., 12 simple items) we listed may be seem obvious, however, we decided to include such items in the checklist for three different reasons: (i) the analysis of feasibility starts at the planning stage and pre-requisites are essential to decide whether or not to implement an action proposal; (ii) planning may be done by people from different disciplines or different level of expertise on IAS, therefore, items that may seem obvious for some decision-makers may be overlooked by others; and (iii) the assessment of prerequisites is a quick step in decision-making in comparison with the major implications that the implementation of actions can have. For example, in the present study area up to four native species were confused with IAS, something that it is not rare among practitioners (
In successful actions, the occurrence of deficiencies in two items suggests that certain items may or may not provoke failure depending on different circumstances. The valuation of a greater number of cases from different regions could help to distinguish items that are unambiguously related to non-feasibility (as the basic prerequisites seem to be) from others that may or may not motivate the action failure depending on additional factors (e.g., the planner experience). In this sense, conducting pilot tests or research projects on the use of novel methodologies are needed as a basis for improving the management of IAS.
To our knowledge, the present checklist is the most comprehensive ever done to date, as it includes a broad range of items integrating an interdisciplinary scope, useful to evaluate management of biological invasions in different habitats, involving taxonomic groups, and specific objectives. Therefore, the present checklist could be potentially used to detect weak points of IAS management actions before implementation in different parts of the world.
This work was funded by La Caixa Foundation project ‘Improvement of the management of harmful alien species through a computer tool that integrates a checklist to detect deficiencies in action plans’. The authors thank J. Alcaina for his support and assistance with administrative issues during this project. We also thank all the regional decision-makers, local authorities, rangers and workers that implemented management actions here reported.
Table S1
Data type: Description of actions aimed at managing IAS that were analysed in this study
Explanation note: For each action, the name of the target IAS, the specific objective, the locality, year of implementation and deficiencies found (according to Table