Research Article |
Corresponding author: Kristin Magnussen ( kristin@menon.no ) Academic editor: Shana McDermott
© 2021 Rakel Blaalid, Kristin Magnussen, Nina Bruvik Westberg, Ståle Navrud.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Blaalid R, Magnussen K, Westberg NB, Navrud S (2021) A benefit-cost analysis framework for prioritization of control programs for well-established invasive alien species. NeoBiota 68: 31-52. https://doi.org/10.3897/neobiota.68.62122
|
Invasive alien species (IAS) are identified as a major threat to biodiversity and ecosystem services. While early detection and control programs to avoid establishments of new alien species can be very cost-effective, control costs for well-established species can be enormous. Many of these well-established species constitute severe or high ecological impact and are thus likely to be included in control programs. However, due to limited funds, we need to prioritize which species to control according to the gains in ecological status and human well-being compared to the costs. Benefit-Cost Analysis (BCA) provides such a tool but has been hampered by the difficulties in assessing the overall social benefits on the same monetary scale as the control costs. In order to overcome this obstacle, we combine a non-monetary benefit assessment tool with the ecosystem service framework to create a benefit assessment in line with the welfare economic underpinnings of BCA. Our simplified BCA prioritization tool enables us to conduct rapid and cheap appraisals of large numbers of invasive species that the Norwegian Biodiversity Information Centre has found to cause negative ecological impacts. We demonstrate this application on 30 well-established invasive alien vascular plant species in Norway. Social benefits are calculated and aggregated on a benefit point scale for six impact categories: four types of ecosystem services (supporting, provisioning, regulating and cultural), human health and infrastructure impacts. Total benefit points are then compared to the total control costs of programs aiming at eradicating individual IAS across Norway or in selected vulnerable ecosystems. Although there are uncertainties with regards to IAS population size, benefits assessment and control program effectiveness and costs; our simplified BCA tool identified six species associated with robust low cost-benefit ratios in terms of control costs (in million USD) per benefit point. As a large share of public funds for eradication of IAS is currently spent on control programs for other plant species, we recommend that the environmental authorities at all levels use our BCA prioritization tool to increase the social benefits of their limited IAS control budgets. In order to maximize the net social benefits of IAS control programs, environmental valuation studies of their ecosystem service benefits are needed.
benefit points, control measures, ecosystem services, eradication, invasive alien plants, prioritization
The consequences of the overall threats and damages caused by invasive alien species (IAS) are growing (
One of the main obstacles for implementing such control programs is their cost (
In Norway the recent “Action strategy against alien invasive species 2020–2025” (
We demonstrate the use of this simplified BCA tool for well-established IAS by applying it to vascular plants in Norway. Although alien species can be found in many organism groups, vascular plants is by far the largest group of IAS in Norway; see Figure
Invasive alien species (IAS) in Norway; distributed on different ecological impact category (A) defined as the assumed ecological impact by an alien species evaluated by the NBIC, and organism groups (B). Source: Norwegian Biodiversity Information Centre; NBIC (www.biodiversity.no).
In BCA we consider all the costs and benefits to society as a whole: the social cost and the social benefits. Thus, BCA is often termed Social BCA or Social CBA (
The main challenge in applying BCA to evaluate and prioritize control programs for IAS is to value the social benefits of avoided damages to biodiversity, ecosystem services, and public health in order to directly compare social benefits to costs on the same monetary scale. Although environmental valuation techniques are now well developed (see e.g.,
Attempts to construct such prioritization tools have been made, for instance by adapting the Project Prioritization Protocol (PPP;
In our framework, the benefits of controlling the species are assessed based on the ecosystem services that are affected by the respective species, as well as whether the species impacts human health or infrastructure. The ecosystem services assessed are supporting (ecological impact and effects on endangered nature), provisioning (food, fiber/materials), regulating (pollination, water regulation, erosion) and cultural services which are related to the use values (recreation, aesthetic beauty) and non-use values (natural heritage). Although not all categories were found to be affected by the alien invasive species considered in our analysis, they can be relevant for other taxa, and are thus kept in the presentation of this methodology. For each benefit category, we assessed the benefits of controlling the species on a scale from 0 to 4. The scale used for each ecosystem service and the source of this assessment are shown in Table
Benefit assessment of controlling invasive alien species (IAS) in terms of avoided damages to ecosystem services (ES), human health and infrastructure. Description of the benefit point scale (0–4) and data source used for each benefit category are provided within the table. Two categories were found to have no effect based on the 30 IAS included in this study: the provisioning service “fibers/materials” and regulating services in general. Source: Modified from Magnussen et al. (2019).
Benefit point scale | ||||||
---|---|---|---|---|---|---|
Benefit category | 0 | 1 | 2 | 3 | 4 | Source |
1. Supporting ES: 1.1 Ecological impact | No known ecological impact (NK) | Low ecological impact (LO) | Potential high ecological impact (PH) | High ecological impact (HI) | Severe ecological impact (SE) | NBIC # Alien Species list |
1.2 Effect of IAS species on threatened ecosystems | Intact (LC) | Near threatened (NT) | Vulnerable (VU) | Endangered (EN) | Critical (CR) | NBIC # Alien Species list/ Norwegian Red list for ecosystems |
2. Provisioning ES 2.1 Food | No effects | Small effects, i.e., some reduction in area/ production | Somewhat larger effects, i.e., large reduction in area/production/ grazing area | Large effects, i.e., large reduction in area/production/ poisonous for grazing/livestock, etc. | Very large effects, i.e., very large reduction in area/production/ Deadly for livestock etc. | Expert assessment* |
2.2 Fiber/ materials | No effects of species in our analysis Benefit point scale not developed | |||||
3. Regulating ES | No effects of species in our analysis Benefit point scale not developed | |||||
4. Cultural ES 4.1 Recreation, aesthetic values | No effects | Minor changes in landscape. Small plants, low visibility, not restricting recreational activities | Aesthetic disturbance of landscape, not restricting recreational activities | Aesthetic disturbance of landscapes, restricting activities in areas but not growing in typical recreation areas | Aesthetic disturbance of Landscape, Restricting recreational activities | Expert assessment* |
5. Human health | No effects | Discomfort /Indirect effects | Poisonous to humans | Deadly to humans | NBIC # Alien Species list, Expert assessment* | |
6. Infrastructure | No effects | Indirect effects (obstruct vision/signs along roadside) | Severe damages to buildings, roads and other infrastructure | Expert assessment* |
The first step in the cost calculations was to estimate the costs per decare (1000 m2) to carry out relevant control measures applicable for each IAS. One obvious part of the cost is the direct cost of carrying out the measure, for example costs of labor for weeding or other mechanical removal of the IAS and costs of inputs like pesticides. Other direct social costs include administrative costs, i.e., cost of surveillance after the control measures are carried out. The social costs of collecting taxes should in principle be added to the control costs that are publicly funded but are not included here. These social costs are in Norway assumed to add 20% to the control costs according to guidelines for Benefit Cost Analyses given by the Norwegian Ministry of Finance (
In some cases, there are several control measures available to eradicate an invasive alien species. The control measures include several forms of mechanical removal, use of pesticides, a mix of the two, as well as covering the ground and hot water treatment. Different measures usually have different costs. In cases with several alternative control measures, we have evaluated all of them and included them in the cost ranges for the IAS removal. However, all control measures are not applicable for all areas, for instance the use of pesticides might be precluded in nature conservation areas. Hence, it must be made clear which method is most cost efficient in different types of areas. The time it takes for the measures to effectively remove the IAS also varies across measures and species, and so does the need for follow-up measures after the initial treatment. We have made assessment of these aspects for each IAS and control measure. However, it should be noted that there is large uncertainty in these assessments of social costs because of limited systematic experience with different control measures for many of the IAS considered here. In accordance with standard procedure in BCA, we calculated the present value of the control costs for all affected parties, that is the aggregated social costs of all measures carried out over the time period needed for the eradication measures to be 100% effective. Typically, a huge initial effort with corresponding high costs is necessary for the first year or two to eradicate the IAS, followed by a much lower level of annual costs for a varying number of years.
The next step was to calculate the costs for different types of areas and the total area that needs control measures to eradicate the IAS. Based on the calculations described above, we chose the control measures that provided the lowest cost per decare in different types of areas where the IAS should be eradicated. We calculated the total cost of eradication stepwise, first across Norway, then in selected parts of Norway and/or in selected vulnerable ecosystems. Here, we utilized information on the effect of control measures, the total area where the IAS is found, and expert assessments of the density of IAS in different ecosystems; as recorded in the “Alien Species List” and “Alien species observations” in NBIC, respectively. For some IAS, scarce information on the prevalence in different ecosystems precluded estimation of the size of the areas in need of control measures. This prevented the estimation of total costs for these IAS, and they were therefore not included in our analysis.
In Table
Illustration of IAS BCA tool. Control costs of eradication programs and benefit points (BP) for avoided ecosystem services (ES) damages (according to the methodology in Table
Species “A” | Qualitative description/comments | |
---|---|---|
IAS control program goal | Eradicate species A from 2000 decares of endangered ecosystems | |
Costs | ||
Cost per decare | 150 USD per decare | |
Total cost | 150 USD per decare x 2000 decares = 300 000 USD | |
Benefit types | Benefit points (BP) | |
Avoided negative ecological impact (non-use value) | 4 | The species is in impact category SE (Severe negative impact) |
Avoided damage to endangered ecosystems (non-market /non-use value) | 4 | The species is eradicated in areas with CR (critically endangered) ecosystems |
Avoided damage to food production (market /use value) | 0 | No effect |
Avoided damage to fibers and other non-food provisioning ES (market / use value) | 0 | No effect |
Avoided damage to regulating ES (non-market/ non-use value) | 0 | No effect |
Avoided damage to cultural ES: recreation and aesthetic services (non-market/ use value) | 4 | The species is eradicated in areas where it is a nuisance to recreational activities and landscape aesthetics. |
Avoided damage to human health (market and non-market/ | 0 | No effect |
Avoided damage to human infrastructure (market / use value) | 0 | No effect |
Total benefit points (BP) of avoided damage | 12 | |
Total cost per BP | 300 000 USD/12 BP = 25 000 USD/BP | |
Total cost per (number of ES with full score i.e., 4 BP) | 300 000 USD/3 BP = 100 0000 USD | |
Total cost per (BP * controlled area) | 300 000 USD/ (12 BP x 20 000 decare) = 1.25 USD per BP x decare controlled |
Table
Note that the method where benefits points are aggregated implies that we implicitly assign the same weight to all benefit categories. This means that avoided damage to infrastructure in a certain geographic area is weighted equally to non-use values e.g., avoiding damages to endangered ecosystems in the same area. Alternatively, one could aggregate the different benefit categories by assigning different weights to different categories, for example by weighting effects on the non-use values of damaged endangered ecosystems to be ten times higher compared to the effects on infrastructure. However, we have no information for assigning a specific set of such weights, and thus do not do this here. According to the principles of social BCA, the weights of these benefit categories should ideally reflect the preferences of the people whose wellbeing/utility is affected by the IAS. However, these weights can only be derived in monetary terms by applying revealed and stated preference techniques to derive people’s preferences and willingness-to-pay and thereby avoid the damages caused by IAS on e.g., ecosystem services. As both revealed and stated preference techniques elicit the preferences of people in local communities, their preferences will be included, but participatory approaches and social impact assessments could also be used to elicit people’ preferences (
We have collected data from several sources. We have used observational citizen science data from the Norwegian species map service hosted by the Norwegian Biodiversity Information Centre (NBIC; www.biodiversity.no). The databases are based on a citizen science approach where data points can be added by either experts or lay people. However, it is partly quality controlled and curated by experts. Such citizen science data have proven to be of great value in biodiversity monitoring (
We have estimated (i) costs per decare and (ii) total costs for eradication of each of the selected 30 vascular plant species (see list in Suppl. material
Total social costs (i.e., present value in million 2019-USD), upper and lower bound, of control measures for each invasive alien species (IAS), ranked in terms of increasing costs from left to right. For most species, the control costs would eradicate the IAS in all of Norway, but for five IAS (denoted ¶) the control costs are estimated for eradication in vulnerable ecosystems only, as this is considered to be the most realistic control program for these five species. The number in parenthesis implies the number is far above the scale of the y-axis. Converting Norwegian Kroner (NOK) to US dollars (USD), we have for simplicity used the approximate Purchase Power Parity corrected exchange rate of 1 USD = 0.1 NOK. (https://data.oecd.org/conversion/purchasing-power-parities-ppp.htm).
There are substantial differences in the upper estimates for costs for the different species, which is largely due to differences in the estimated area of distribution, but also differences in the control costs per decare. The knotweed (Reynoutria spp.) and fly honeysuckle (Lonicera caerulea) stand out, as the upper estimate of costs for measures is considerably higher (more than USD 1,200 million) compared to the remaining vascular plant species. For all but five species we have estimated the costs of total eradication of species populations within Norway.
The benefits of eradicating each of the 28 species were calculated using the benefit point scale for affected ecosystem services shown in Table
Comparing costs and benefits of the control programs is not straightforward as costs are measured in monetary terms while the benefits are measured in “benefit points”. The data reveals that some species with high total costs have few benefit points, whereas other species have low costs but many benefit points. Some species can be controlled for a relatively low cost, while the benefits are likely to be quite large, as in the case of wild perennial lupine (Lupinus perennis) and narrow-leaved ragwort (Senecio inaequidens). It is less obvious that control measures should be undertaken for species such as Reynoutria spp. and Lonicera spp. as they have relatively high costs compared to the expected benefits. However, public and private developers as well as the public administrations at the municipal and county level will have to adhere to national laws and regulations for the handling of soils where alien species are present, for example in connection with road construction projects, even when costs are very high (
Control cost measures per benefit point (BP) for each invasive alien species (IAS) Average total cost of control measure in million USD divided by total BP. The upper panel and lower panel show the results for IAS with total cost (in in million USD.)/BP being larger and smaller than 10 respectively. N=28, as control costs were too uncertain to estimate this cost/benefit ratios for two IAS, Eutrochium purpureum and Solidago canadensis.
Notably, our BCA tool does not include the costs of preventing potential re-invasions after eradication. De facto re-invasions, defined as another event compared to un-successful eradications, are less likely given that the species have been successfully removed from the country, and may thus be subjected to a new BCA analyses with updated parameters. However, in cases where re-introductions are expected (e.g., cases where IAS species are removed from a given area) costs of preventing re-invasions are important to account for and should be assessed in future studies.
BCAs of eradicating/controlling different IAS provide vital information to policy makers and practitioners that can be used to rank IAS, and through this maximize the social benefits for a given control cost budget. However, the large number of IAS prohibits complete BCAs of different control programs for each individual IAS as it is difficult and time consuming to assess all social costs and benefits. The costs of controlling the different IAS are difficult to assess; not only due to uncertain costs of the different control measures themselves, but also due to incomplete information about the effectiveness of the control measures and which measures, or combinations of measures would suffice to control the IAS in question. In addition, there are uncertainties regarding the total distribution of IAS species in question.
Previous studies have identified lack of legal frameworks (
Notably, our results indicate that the current IAS control budgets in Norway provide relatively small benefits per dollar, as over 50% of the resources are allocated to Reynoutria spp. and Heracleum spp. (
One of the main challenges for control programs of IAS is the funding scheme and the lack of interagency budgeting (
We acknowledge financial support from the Norwegian Environment Agency through the grant 19087541 “Benefit cost assessment of control measures against alien invasive vascular plants”. We would also like to thank Linn Vassvik, Anders Often and Odd Egil Stabbetorp at the Norwegian Institute of Nature Research (NINA) for providing expertise in the benefit assessment, and Erlend Magnussen Fleisje at the Department of Economics, University of Oslo for graphical design of all figures in the results section of the paper.
Table S1
Data type: table
Explanation note: List over all species included in the analysis with additional risk categories.